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Date
Type
Title
Aug 30, 2024
Reports
Consultation Paper on review of the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003
Click here to provide your comments
Aug 29, 2024
Regulations
Securities and Exchange Board of India (Intermediaries) Regulations, 2008 [Last amended on August 29, 2024]
Aug 29, 2024
Regulations
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 [Last amended on August 29, 2024]
Aug 29, 2024
Regulations
Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 [Last amended on August 29, 2024]
Aug 29, 2024
Regulations
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024
Aug 29, 2024
Regulations
Securities and Exchange Board of India (Depositories and Participants) (Second Amendment) Regulations, 2024
Aug 29, 2024
Regulations
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Fourth Amendment) Regulations, 2024
Aug 28, 2024
Reports
Review of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
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Aug 28, 2024
Press Releases
Advisory regarding investment in securities of the Companies listed on the SME Segment of Stock Exchanges
Aug 22, 2024
Orders
Adjudication Order in the matter of inspection of LKP Securities limited
Aug 21, 2024
Regulations
Securities and Exchange Board of India (Research Analysts) Regulations, 2014 [Last amended on August 21, 2024]
Aug 21, 2024
Regulations
Securities and Exchange Board of India (Research Analysts) (Second Amendment) Regulations, 2024
Aug 21, 2024
Orders
Adjudication Order in the matter of IIFL Securities Limited
Aug 20, 2024
Orders
Settlement Order in the matter of inspection of ICICI Securities Limited - Merchant Banker
Aug 19, 2024
Orders
Adjudication Order in respect of SS Corporate Securities Limited
Aug 16, 2024
Reports
Consultation paper on expanding the scope of Sustainable Finance framework in the Indian securities market
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Aug 16, 2024
Reports
Consultation paper on measures towards Ease of Doing Business and streamlining compliance requirements for Non-Convertible securities – review of LODR Regulations
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Aug 16, 2024
Reports
Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
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Aug 14, 2024
Recovery Proceedings
Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 7891 of 2024 issued against Preeti Ajay Nathwani in the matter of Universal Credit and Securities Limited.
Aug 14, 2024
Recovery Proceedings
Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 7890 of 2024 issued against Ajay Dhirajlal Nathwani in the matter of Universal Credit and Securities Limited.
Aug 13, 2024
Informal Guidance
Informal Guidance request received from Anjani Portland Cement Limited on applicability of clause 3(b) of Part 1(A) of Securities and Exchange Board of India Master Circular dated June 2023 (“Master Circular on Scheme of Arrangement”)
Aug 12, 2024
Orders
Adjudication Order in the matter of Suresh Rathi Securities Pvt. Ltd.
Aug 06, 2024
Regulations
Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 [Last amended on August 06, 2024]
Aug 06, 2024
Regulations
Securities and Exchange Board of India (Alternative Investment Funds) (Fourth Amendment) Regulations, 2024
Aug 05, 2024
Recovery Proceedings
SEBI Order for Compliance – Attachment Order for Recovery Certificate No. 7278 of 2023 against Mindvision Capital Ltd in the matter of audit report of ACIL Cotton Industries Ltd, Universal Credit and Securities Ltd, Mindvision Capital Ltd and RFL International Ltd.
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